Charles Thomas O'COnnor

Employer firm

O'cOnnor Financial Group, LLC CRD 156164

$82.9M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → Present
  Lpl Financial
  Royal Oak, MI
• 04/2010 → Present
  O'COnnor Financial Group, Llc
  Royal Oak, MI

Previous Registrations

• 2006-12-14 → 2010-12-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Farmington Hills, MI
  New York, NY
  Farmington Hills, MI

Other Businesses

1. 7/25/2011: REGISTERED INVESTMENT ADVISOR DBA - O'CONNOR FINANCIAL GROUP, LLC - ASSET MANAGEMENT, FINANCIAL PLANNING. - TIME SPENT 40% - ROYAL OAK, MI. 2. 12/13/2012: DBA ONLY / O'CONNOR FINANCIAL GROUP LLC / TIME SPENT 1%/ ROYAL OAK, MI. 3. 12/11/2013: NON-VARIABLE INSURANCE - O'CONNOR FINANCIAL GROUP, L.L.C. - LICENSED IN THE STATE OF MICHIGAN TO SELL LIFE INSURANCE AND ANNUITIES. - TIME SPENT 1% - ROYAL OAK, MI. 4. 04/07/2016 * Other - NOTARY * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * START 04/01/2016 * Notarizing Documents * 0 HRS/MO.

Exams

• S66 Uniform Combined State Law Examination
  2006-12-13

Other Names

• Charles T Oconnor Sr
• Chuck O'COnnor
• Charles T O'COnnor