Steven Vincent Arrigo

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  D.A. Davidson & Co.
  Newport Beach, CA

Previous Registrations

• 2013-11-04 → 2013-11-25
  Crowell Weedon & Co.
  Newport Beach, CA
• 2008-09-16 → 2013-11-04
  Crowell, Weedon & Co.
  Newport Beach, CA
• 2007-04-02 → 2008-09-22
  Morgan Stanley & Co. Llc
  Santa Ana, CA
• 2007-03-09 → 2007-04-02
  Morgan Stanley Dw Inc.
  Santa Ana, CA
• 1997-07-08 → 2007-03-21
  Ubs Financial Services Inc.
  Orange, CA

Other Businesses

NEWPORT HARBOR YACHT CLUB; NON-INVESTMENT RELATED; NEWPORT BEACH, CA; NON-PROFIT; ASSISTANT TREASURER; START 1/1/26; 5 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-05
• S63 Uniform Securities Agent State Law Examination
  1985-02-21