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Kenneth D Highet

Charles Schwab & Co., Inc.

Ann Arbor, MI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-01-25
  • MI RA
    APPROVED
    Since 2022-01-25

Branch Locations

2852 Ann Arbor Saline Road, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 07/2015 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 01/2019
Td Ameritrade Traverse City MI 01/2019 12/2022
Charles Schwab And Co., Inc. Traverse City MI 12/2022 Present
Charles Schwab Bank Ssb Traverse City MI 07/2024 Present
  • 07/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Charlotte, NC
  • 11/2016 → 01/2019
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 01/2019 → 12/2022
    Td Ameritrade
    Traverse City, MI
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Traverse City, MI
  • 07/2024 → Present
    Charles Schwab Bank Ssb
    Traverse City, MI
Previous Registrations
  • 2019-01-16 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Traverse City, MI
    Ann Arbor, MI
    Ann Arbor, MI
  • 2019-01-16 → 2022-10-14
    Td Ameritrade, Inc.
    Traverse City, MI
    Ann Arbor, MI
  • 2015-08-14 → 2019-01-04
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 2009-06-08 → 2015-07-27
    Harrisdirect Llc
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-04
S63 Uniform Securities Agent State Law Examination 1985-07-03
  • S66 Uniform Combined State Law Examination
    2009-06-04
  • S63 Uniform Securities Agent State Law Examination
    1985-07-03
Other Names
  • Kenenth Durham Highet
  • Kenneth Durham Highet
  • Ken Highet

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
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