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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-25
WY RA APPROVED 2017-08-24
  • TX RA
    APPROVED_RES
    Since 2019-09-25
  • WY RA
    APPROVED
    Since 2017-08-24

Branch Locations

742 Yellowstone Avenue, Cody, WY 82414 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Advisors Cody WY 01/2009 Present
Raymond James Financial Services, Inc. Cody WY 03/1999 Present
  • 01/2009 → Present
    Raymond James Financial Services Advisors
    Cody, WY
  • 03/1999 → Present
    Raymond James Financial Services, Inc.
    Cody, WY
Other Businesses

(1)Name of Business: RA4 Properties, LLC Address: 742 Yellowstone Ave. unit B, Cody, WY, 82414-9319, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 04/20/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Own a commercial lot for future small office building. My build a small 2000 square foot office once my lease runs out. (2)Name of Business: Summit Point Wealth Partners Inc. Address: 742 Yellowstone Ave, Cody, WY, 82414, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: This is the corporation that Tarra and I have for our partnership. We hold it out for our Montana clients some Wyo. clients and any joint business we together. (3)Name of Business: Sun Mountain Flying, Llc Address: 742 Yellowstone Ave Unit B, Cody, WY, 82414-9319, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/31/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Using LLC for an airplane purchase in the future for business use for meetings with clients in other communities. Currently the plane is being used as described. (4)Name of Business: Sun Mountain Wealth Partners, Inc Address: 742 Yellowstone Ave, Cody, Wy, Cody, WY, 82414, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/20/2010 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: to pay wages and office expenses like rent and the purchase of furniture and office supplies etc. (5)Name of Business: Sun Mountian Wealth Partners Address: 742 Yellowstone Ave Unit B, Cody, WY, 82414\n, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/24/2008 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: We use this as our DBA, pay bills and taxes but answer phone and advertise using the Raymond James only.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-08
S63 Uniform Securities Agent State Law Examination 1985-09-03
  • S65 Uniform Investment Adviser Law Examination
    1997-07-08
  • S63 Uniform Securities Agent State Law Examination
    1985-09-03
Other Names
  • Randy Feusner

View on SEC IAPD

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