Dennis Neal Mainard

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1984 → Present
  Mainard Financial
  Valley Center, CA
• 11/1995 → Present
  Qrs & Associates
  Valley Center, CA
• 10/2007 → 01/2024
  Woodbury Financial Services, Inc.
  Valley Center, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  San Antonio, TX

Previous Registrations

• 2007-10-29 → 2024-01-19
  Woodbury Financial Services, Inc.
  San Diego, CA
  San Diego, CA
  San Antonio, TX
• 1996-04-11 → 2008-08-18
  Qrs & Associates
  San Diego, CA
• 2002-04-08 → 2007-11-16
  Mutual Service Corporation
  San Diego, CA

Other Businesses

MAINARD FINANCIAL POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/19/1985 ADDRESS: 26322 Romance Point St, San Antonio TX 78260, United States DESCRIPTION: Life Insurance, Fixed annuities

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-06-17

Designations

• Certified Financial Planner