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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2026-06-02
IL RA APPROVED 2006-01-06
TX RA APPROVED_RES 2003-03-31
  • AL RA
    APPROVED
    Since 2026-06-02
  • IL RA
    APPROVED
    Since 2006-01-06
  • TX RA
    APPROVED_RES
    Since 2003-03-31

Branch Locations

3161 W White Oaks Dr, Springfield, IL 62704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield IL 04/1990 Present
Other Businesses

ST. JOHN'S LUTHERAN CHURCH, SPRINGFIELD,IL, DATA INPUT ST. JOHNS CHURCH-2477 W. WASHINGTON,SPRINGFIELD,IL 62704 TITLE: DATA INPUT PERSON-TYPE: CHURCH-TIME: 4 HOUR PER WEEK

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-29
S63 Uniform Securities Agent State Law Examination 1991-11-18
  • S65 Uniform Investment Adviser Law Examination
    2005-12-29
  • S63 Uniform Securities Agent State Law Examination
    1991-11-18
Other Names
  • Nancy Beth Jessup
  • Nancy J Morris

View on SEC IAPD

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