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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-12 |
| NJ | RA | APPROVED | 2021-06-09 |
Branch Locations
18 James Street, Florham Park, NJ 07932 • United States
341 Springfield Avenue, Summit, NJ 07901 • United States
232 South Livingston Avenue, Livingston, NJ 07039 • United States
365 Tucker Ave, Union, NJ 07083 • United States
187 Eagle Rock Ave, Roseland, NJ 07068 • United States
977 Valley Road, Gillette, NJ 07933 • United States
641 Shunpike Road, Chatham, NJ 07928 • United States
Berkeley Heights, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Buffolo | NY | 04/2013 | Present |
| Lpl Financial Llc | Summit | NJ | 06/2021 | Present |
| Lpl Financial Llc | Summit | NJ | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-08 |
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