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Tim David Foster

Ubs Financial Services Inc.

Estero, FL

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-17
OH RA APPROVED 2016-11-10
TX RA APPROVED 2016-11-10
  • FL RA
    APPROVED
    Since 2024-01-17
  • OH RA
    APPROVED
    Since 2016-11-10
  • TX RA
    APPROVED
    Since 2016-11-10

Branch Locations

Estero, FL • United States

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 11/1990 11/2016
Bank Of America,Na Cincinnati OH 12/2009 11/2016
Ubs Financial Services Cincinnatti OH 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-07
S63 Uniform Securities Agent State Law Examination 1985-10-07
  • S65 Uniform Investment Adviser Law Examination
    1993-09-07
  • S63 Uniform Securities Agent State Law Examination
    1985-10-07

View on SEC IAPD

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