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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-22 |
| NJ | RA | APPROVED | 2023-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities, Llc | Dorchester | MA | 09/2012 | 01/2023 |
| Santander Bank, Na | Boston | MA | 10/1999 | 02/2023 |
| Santander Securities, Llc | Dorchester | MA | 01/2023 | 02/2023 |
| Lpl | Manchester | NJ | 02/2023 | Present |
1- 01/2023 / Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / Monmouth Beach, NJ 2- 02/2023 / Elite Wealth Management / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / MANCHESTER, NJ 3- 01/2000 / MARIA CLAUDIO / Act in a Fiduciary Capacity / INVESTMENT RELATED / RIVER, NJ
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-06 |
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