Robin Mary Ax

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2002-08-12

NJ RA
APPROVED

Since 2002-08-12

Branch Locations

61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Paramus	NJ	01/2006	Present

01/2006 → Present

Ubs Financial Services Inc.

Paramus, NJ

Other Businesses

Sisters of Saint Dominic of Blauvelt, New York / United States / 496 Western Highway / Blauvelt / New York / United States / 10913 / www.opbaluvelt.org / No / Other / 5013C Non-Profit Religious Organization / Other / Religious Organization / Religious congregation of woman involved in education at all levels and special education programs for the handicapped. / Active / Other / investment committee member / investment committee member / 4 / No / No / No / No / Start Date 04/23/2018 / / No / / No / / No / No No / Blauvelt, NY / No / / No / / I was asked by a client / No /