Bradley Ray Rupp

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2010-09-28
TX	RA	APPROVED_RES	2010-05-26
FL	RA	APPROVED	1985-04-26

OH RA
APPROVED

Since 2010-09-28
TX RA
APPROVED_RES

Since 2010-05-26
FL RA
APPROVED

Since 1985-04-26

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Jacksonville, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	08/1980	Present
Bank Of America, Na	Jacksonville	FL	12/2009	Present

08/1980 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
12/2009 → Present

Bank Of America, Na

Jacksonville, FL

Other Businesses

I*1405330 For profit or not for profit: Entity For Profit Name of outside business organization: Sixty Eight Tigers Three LLC Investment related: N Address of business: Archbold, Ohio, 43502, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 7/1/2015 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , We bought a building that we will rehab and sell General Notes: The LLC is still active; not seeking additional investments; there will be further distributions as the building owned by the LLC has been sold but the new owner is making regular payments

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-14
S63	Uniform Securities Agent State Law Examination	1985-05-03

S66 Uniform Combined State Law Examination

2010-09-14
S63 Uniform Securities Agent State Law Examination

1985-05-03

Other Names

Bradley R Rupp
Brad Rupp

View on SEC IAPD