Joseph Rongaus

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-11-22
TX	RA	APPROVED_RES	2008-01-14

PA RA
APPROVED

Since 2019-11-22
TX RA
APPROVED_RES

Since 2008-01-14

Branch Locations

4000 Town Center Blvd Suite 100, Canonsburg, PA 15317 • United States

Pittsburgh, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Canonsburg	PA	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

Canonsburg, PA

Other Businesses

SOUTH HILLS COUNTRY CLUB / 4305 BROWNSVILLE ROAD PITTSBURGH PA 15236 / SPORT & LEISURE FACILITIES / MEMBER OF BOARD OF DIRECTORS / OVERSEE THE OPERATIONS OF THE CLUB / START DATE 01/03/2005 / OCCASIONAL EMAIL OR PHONE CALL.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-29
S63	Uniform Securities Agent State Law Examination	1985-02-21

S65 Uniform Investment Adviser Law Examination

1992-01-29
S63 Uniform Securities Agent State Law Examination

1985-02-21

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews