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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-06-08 |
Branch Locations
3334 Richmond Avenue Suite 218, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2015 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2015 | Present |
| Pk Johnson Real Estate | Houston | TX | 01/2006 | 09/2025 |
| Kirven Wealth Strategies | Houston | TX | 12/2024 | Present |
1. PK JOHNSON FINANCIAL SERVICES, LLC; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION DBA FOR FINANCIAL SERVICES; START 6/2015; 40 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER/FINANCIAL CONSULTANT. 2.NAME OF OTHER BUSINESS: INCLUSIVE FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES AND INSURANCE DBA; START DATE: 04/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES AND INSURANCE DBA; 3. NAME OF OTHER BUSINESS: KIRVEN WEALTH STRATEGIES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: OWNER/PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-01 |
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