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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-24 |
| CA | RA | APPROVED | 2018-06-01 |
Branch Locations
3558 Round Barn Blvd. Suite 201, Santa Rosa, CA 95403 • United States
Santa Rosa, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Rosa | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 11/2016 | 06/2018 |
| Raymond James & Associates | Santa Rosa | CA | 06/2018 | Present |
(1)Name of Business: Address: 3550 Happy Valley Road, Santa Rosa, CA, 95404, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent which is paid automatically. (2)Name of Business: House Rental Address: San Soiuc, Mahe, Other, 1, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We own a house in the Seychelles that we are starting to rent on 9/1/2019.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-06-06 |
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