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James Blake Dobbs

Woodfield Financial Advisors, Inc.

Deer Park, IL

CRD 1343000

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Employer firm

Woodfield Financial Advisors, Inc. CRD 123279

$230M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Woodfield Financial Advisors, Inc.

21660 W. Field Pkwy Suite 290, Deer Park, IL 60010 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1997-10-22
  • IL RA
    APPROVED
    Since 1997-10-22

Branch Locations

21660 W. Field Pkwy Suite 290, Deer Park, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodfield Financial Advisors, Inc. Deer Park IL 02/2009 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-09-26
  • S63 Uniform Securities Agent State Law Examination
    1991-09-26
Designations
  • Certified Financial Planner
Other Names
  • Jim Dobbs
  • James B Dobbs

View on SEC IAPD

Nearby Firms

CITIGROUP ALTERNATIVE INVESTMENTS LLC
CITIGROUP GLOBAL MARKETS INC.
RUDIUS MANAGEMENT, L.P.

Nearby Investors

MICHAEL PATRICK NOLAN
Alexios Coscoros
SAHIL KUMAR VARMA

Nearby Offices

CITIGROUP ALTERNATIVE INVESTMENTS LLC · NEW YORK, NY
CITIGROUP GLOBAL MARKETS INC. · NEW YORK, NY
CITIGROUP GLOBAL MARKETS INC. · New York, NY

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