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Randy Gene Mcqueen

Osaic Wealth, Inc.

Overland Park, KS

CRD 1342925

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-11-02
MO RA APPROVED 2018-11-02
TX RA APPROVED_RES 2018-11-02
  • KS RA
    APPROVED
    Since 2018-11-02
  • MO RA
    APPROVED
    Since 2018-11-02
  • TX RA
    APPROVED_RES
    Since 2018-11-02

Branch Locations

Overland Park, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Nashville TN 05/2016 11/2018
Osaic Wealth, Inc. Overland Park KS 11/2018 Present
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Nashville, TN
  • 11/2018 → Present
    Overland Park, KS
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Overland Park, KS
    Charleston, SC
    Gold River, CA
    Nashville, TN
  • 2003-06-11 → 2016-05-13
    Overland Park, KS
    Lawrence, KS
    San Diego, CA
    Prairie Village, KS
Other Businesses

MCQUEEN FINANCIAL GROUP POSITION: President NATURE: Fixed Insurance Sales. *Prior approvals obtained from: Signator, Intersecurities, Inc. /TFA, Signator (A second time). INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/1996 ADDRESS: 9007 W 106th Street, Overland Park KS 66212, United States DESCRIPTION: Provide access to fixed insurance products to satisfy client needs and financial objectives in the scope of prudent financial planning

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-28
S63 Uniform Securities Agent State Law Examination 1985-08-23
  • S65 Uniform Investment Adviser Law Examination
    1998-08-28
  • S63 Uniform Securities Agent State Law Examination
    1985-08-23
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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