Best Investors
Account
Sign in
Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-11-02 |
| MO | RA | APPROVED | 2018-11-02 |
| TX | RA | APPROVED_RES | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Nashville | TN | 05/2016 | 11/2018 |
| Osaic Wealth, Inc. | Overland Park | KS | 11/2018 | Present |
MCQUEEN FINANCIAL GROUP POSITION: President NATURE: Fixed Insurance Sales. *Prior approvals obtained from: Signator, Intersecurities, Inc. /TFA, Signator (A second time). INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/1996 ADDRESS: 9007 W 106th Street, Overland Park KS 66212, United States DESCRIPTION: Provide access to fixed insurance products to satisfy client needs and financial objectives in the scope of prudent financial planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-23 |
Reach out to this advisor