Daniel James Mahoney

Employer firm

360 Financial CRD 168600

$701M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Lpl Financial
  Minnetonka, MN
• 04/2009 → Present
  360 Financial
  Minnetonka, MN

Previous Registrations

• 1994-10-17 → 2009-05-13
  Ubs Financial Services Inc.
  Minnetonka, MN
  Minnetonka, MN
  Bloomington, MN

Other Businesses

1. 08/30/2013 - 360 FINANCIAL/ RIA/ 100%/ MINNETONKA, MN 2. 08/30/2013 - 360 FINANCIAL/ DBA ONLY/ 100%/ MINNETONKA, MN

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1985-02-25

Designations

• Certified Financial Planner