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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-02-22 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-09-17 |
Branch Locations
Stony Point, NY • United States
Two Jericho Plaza, Jericho, NY 11753 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | New York | NY | 10/2013 | 09/2020 |
| Morgan Stanley Smith Barney Llc | Jericho | NJ | 09/2020 | Present |
(1) Name of business: Rental Property Business Description: Rental Property Whether the business is investment-related: no Address: 1325 St Lawrence Avenue, Bronx NY 10472 Capacity: Owner - Active Start Date: 06/01/10 Duties: Landlord duties Hours devoted per month: 5 hours Hours devoted during securities hours per month: 0 *622833 - Rain Estates LLC; Investment related: Yes; Bronx, New York; Rental Property; Organizer(proprietor, partner, officer, director, employee, trustee, agent); 6/2024; During business hours: 0; After business hours: 5; Administrative, Property Management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-16 |
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