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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-01-03
TX RA APPROVED_RES 2018-12-20
  • IN RA
    APPROVED
    Since 2019-01-03
  • TX RA
    APPROVED_RES
    Since 2018-12-20

Branch Locations

5635 N. Illinois, Indianapolis, IN 46208 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
David A. Noyes & Company Indianapolis IN 04/2014 12/2017
Noyes Advisors Llc Chicago IL 08/2015 12/2017
Huntleigh Securities Corporation Indianapolis IN 01/2018 12/2018
Wolfrum And Company, Llc Indianapolis IN 01/2018 12/2018
Jp Morgan Securities, Llc Indianapolis IN 12/2018 Present
Jp Morgan Chase Bank, N.A. Indianapolis IN 12/2018 Present
  • 04/2014 → 12/2017
    David A. Noyes & Company
    Indianapolis, IN
  • 08/2015 → 12/2017
    Noyes Advisors Llc
    Chicago, IL
  • 01/2018 → 12/2018
    Huntleigh Securities Corporation
    Indianapolis, IN
  • 01/2018 → 12/2018
    Wolfrum And Company, Llc
    Indianapolis, IN
  • 12/2018 → Present
    Indianapolis, IN
  • 12/2018 → Present
    Jp Morgan Chase Bank, N.A.
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-28
S63 Uniform Securities Agent State Law Examination 1985-02-28
  • S66 Uniform Combined State Law Examination
    2008-03-28
  • S63 Uniform Securities Agent State Law Examination
    1985-02-28
Other Names
  • David Jaicomo
  • David Anthony Jaicomo

View on SEC IAPD

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