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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-01-03 |
| TX | RA | APPROVED_RES | 2018-12-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David A. Noyes & Company | Indianapolis | IN | 04/2014 | 12/2017 |
| Noyes Advisors Llc | Chicago | IL | 08/2015 | 12/2017 |
| Huntleigh Securities Corporation | Indianapolis | IN | 01/2018 | 12/2018 |
| Wolfrum And Company, Llc | Indianapolis | IN | 01/2018 | 12/2018 |
| Jp Morgan Securities, Llc | Indianapolis | IN | 12/2018 | Present |
| Jp Morgan Chase Bank, N.A. | Indianapolis | IN | 12/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-28 |
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