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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2020-01-17
  • WV RA
    APPROVED
    Since 2020-01-17

Branch Locations

5260 Us Route 60 E, Huntington, WV 25705 • United States

1558 Main St. E, Oak Hill, WV 25901 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Insurance Company Columbus OH 01/1994 01/2020
Nationwide Securities, Llc Oak Hill WV 08/2008 12/2019
Money Concepts Capital Corp Palm Beach Gardens FL 01/2020 Present
Clark West Agency Inc, Dba Terry Pennington Insurance Beckley WV 01/1997 Present
  • 01/1994 → 01/2020
    Nationwide Insurance Company
    Columbus, OH
  • 08/2008 → 12/2019
    Oak Hill, WV
  • 01/2020 → Present
    Palm Beach Gardens, FL
  • 01/1997 → Present
    Clark West Agency Inc, Dba Terry Pennington Insurance
    Beckley, WV
Previous Registrations
  • 2008-08-01 → 2019-12-31
    Oak Hill, WV
    Huntington, WV
  • 2007-06-01 → 2008-08-01
    1717 Capital Management Company
    Dublin, OH
    Oak Hill, WV
    Oak Hill, WV
Other Businesses

(1)CLARK WEST AGENCY INC, DBA Terry Pennington Insurance, 330 North Kanawha St., Ste. 302, Beckley, WV 25801, PROPERTY & CASUALTY INSURANCE, START 1997, P&C INSURANCE AND MEDICAL SUPPLEMENTS. SPENDS 168 HRS/MO, 137 DURING SECURITIES TRADING HOURS. NOT INVESTMENT RELATED. (2) OWNER OF CLARK WEST LICENSE SERVICE SINCE 2016. THIS IS A TAG AND TITLE SERVICE COMPANY.DMV LICENSE SERVICE. MANAGEMENT AND ACCOUNTING. SPEND 4 HOURS/MONTH WITH 2 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED. (3) CLARK WEST. INC WEST MEEHLING INSURANCE. START DATE 12/01/2018. AGENT. SHAREHOLDER. SALES AND SERVICE OF INSURANCE PRODUCTS. P&C INSURANCE. MEDICAL SUPPLEMENTS. SPEND 32 HOURS/MONTH WITH 16 HOURS DURING TRADING HOURS. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-04
S63 Uniform Securities Agent State Law Examination 1988-02-19
  • S66 Uniform Combined State Law Examination
    2007-05-04
  • S63 Uniform Securities Agent State Law Examination
    1988-02-19
Designations
  • Chartered Financial Consultant
Other Names
  • R Clark West

View on SEC IAPD

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