David Lee Kistner

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Scottsdale, AZ
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ

Previous Registrations

• 2001-02-07 → 2003-07-01
  Prudential Equity Group, Llc
  Las Vegas, NV

Other Businesses

DESERT VILLAGE DRIVE LLC; INV RELATED; SCOTTSDALE, AZ; 100% OWNERSHIP WITH SPOUSE; RENTAL PROPERTY; START 11/15/17; 5 HRS/MO; 0 DURING TRADING. RENTAL PROPERTY, INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP WITH SPOUSE, START 3/1/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING, MAINTAIN PROPERTY.| RENTAL PROPERTY - CLARENDON; INV RELATED; SCOTTSDALE, AZ; RENAL PROPERTY, INVESTMENT;100% OWNERSHIP; START DATE: 09/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2002-07-01
• S63 Uniform Securities Agent State Law Examination
  1996-01-26

Other Names

• Dave Kistner