Inactive

Stephen M Norris

Mcgowan Group Asset Management, Inc.

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Current Employers

Mcgowan Group Asset Management, Inc.

300 Crescent Court #1776, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-02-22

TX RA
APPROVED

Since 2018-02-22

Branch Locations

300 Crescent Court #1776, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Apex Clearing Corporation	Dallas	TX	08/2012	Present

08/2012 → Present

Apex Clearing Corporation

Dallas, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-22
S63	Uniform Securities Agent State Law Examination	2006-10-24

S66 Uniform Combined State Law Examination

2017-11-22
S63 Uniform Securities Agent State Law Examination

2006-10-24

View on SEC IAPD

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