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Thomas Anthony Padovano

Exchange Place Advisors, LLC

Sudbury, MA

CRD 1341850

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Employer firm

Exchange Place Advisors, LLC CRD 125240

$380M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Exchange Place Advisors, Llc

121 Boston Post Road Unit 6, Sudbury, MA 01776 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-04-05
MA RA APPROVED 2004-03-15
  • TX RA
    APPROVED
    Since 2004-04-05
  • MA RA
    APPROVED
    Since 2004-03-15

Branch Locations

121 Boston Post Road Unit 6, Sudbury, MA 01776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exchange Place Advisors, Llc Sudbury MA 03/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1985-03-13
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1985-03-13

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
SANTANDER SECURITIES LLC
GOODMAN ASSET MANAGEMENT, INC.

Nearby Investors

HOWARD MARK GOLDSTEIN
Andre S Habib
CARL GOODMAN

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · SUDBURY, MA
SANTANDER SECURITIES LLC · Sudbury, MA
GOODMAN ASSET MANAGEMENT, INC. · FRAMINGHAM, MA

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