Best Investors Account Sign in
Inactive

Thomas Anthony Padovano

Exchange Place Advisors, LLC

Sudbury, MA

Claim This Profile
Current Employers
Exchange Place Advisors, Llc

121 Boston Post Road Unit 6, Sudbury, MA 01776 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-04-05
MA RA APPROVED 2004-03-15
  • TX RA
    APPROVED
    Since 2004-04-05
  • MA RA
    APPROVED
    Since 2004-03-15

Branch Locations

121 Boston Post Road Unit 6, Sudbury, MA 01776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Exchange Place Advisors, Llc Sudbury MA 03/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1985-03-13
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1985-03-13

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
SANTANDER SECURITIES LLC
GOODMAN ASSET MANAGEMENT, INC.
TUCKER'S FARM 3, LLC
TUCKER'S FARM
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAKATANSKY FINANCIAL LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

HOWARD MARK GOLDSTEIN
Andre S Habib
CARL GOODMAN
Abdelrahman Nasser Hamada
Alex Rakatansky
HENRY MICHAEL FISHER
SAMUEL BRITTON BALDWIN
WILLIAM THOMAS SPENCER

Other Offices

CETERA INVESTMENT ADVISERS LLC · SUDBURY, MA
SANTANDER SECURITIES LLC · Sudbury, MA
GOODMAN ASSET MANAGEMENT, INC. · FRAMINGHAM, MA
TUCKER'S FARM 3, LLC · FRAMINGHAM, MA
TUCKER'S FARM · FRAMINGHAM, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUDBURY, MA
RAKATANSKY FINANCIAL LLC · SUBUDRY, MA
COMMONWEALTH FINANCIAL NETWORK · Sudbury, MA

More in Sudbury, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor