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Kathleen Marie Absec

D.A. Davidson & Co.

Coeur D'ALene, ID

CRD 1341565

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-25
ID RA APPROVED 2017-03-14
  • TX RA
    APPROVED_RES
    Since 2019-07-25
  • ID RA
    APPROVED
    Since 2017-03-14

Branch Locations

1812 N Lakewood Drive Suite 200, Coeur D'ALene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Coeur D'ALene ID 07/1995 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-13
S63 Uniform Securities Agent State Law Examination 1998-02-05
  • S65 Uniform Investment Adviser Law Examination
    2017-03-13
  • S63 Uniform Securities Agent State Law Examination
    1998-02-05
Other Names
  • Kate Absec
  • Kathleen Marie Colyer
  • Kathleen Marie Coyler

View on SEC IAPD

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