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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-24
VA RA APPROVED 2005-07-22
  • TX RA
    APPROVED
    Since 2023-02-24
  • VA RA
    APPROVED
    Since 2005-07-22

Branch Locations

7585 Franklin Road, Boones Mill, VA 24065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Life Insurance Company Of Va Roanoke VA 05/1983 Present
Cetera Financial Specialists Llc Schaumburg IL 01/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2005 Present
Wright Financial Llc Boones Mill VA 06/2014 Present
  • 05/1983 → Present
    Life Insurance Company Of Va
    Roanoke, VA
  • 01/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2005 → Present
    Schaumburg, IL
  • 06/2014 → Present
    Wright Financial Llc
    Boones Mill, VA
Other Businesses

1) HEALTH INSURANCE SALES - NOT INVESTMENT RELATED - RENEWALSON LIFE INSURANCE AND HEALTH/DISABILITY INSURANCE - RENEWALS FOR FIRST COLONEY & SECURITY LIFE & TRUST. - SALES REP. - START DATE: 1983 - SALES & SERVICE ONLY - 1 HOUR WORK WEEK. 2) WRIGHT FINANCIAL LLC; INV REL; SAME AS REGISTERED LOC; INSURANCE AND INVESTMENT SERVICES; START: 06/24/2014; 40 HOURS PER WEEK DURING TRADING HOURS; REGISTERED REP 3) CHRIS WRIGHT; NOT INVESTMENT RELATED; 7905 S KINGS HIGHWAY, MYRTLE BEACH, SC 29575; RENTAL PROPERTY; START 5/2015; 2 HOURS/WEEK AFTER SECURITIES TRADING HOURS; OWNER OF CONDO RENTAL PROPERTY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1985-04-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1985-04-04
Designations

View on SEC IAPD

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