Joel Shawn Rand

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2025-01-01

HI RA
APPROVED

Since 2025-01-01

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

1300 N. Holopono St. Suite 216, Kihei, HI 96753 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hightower Advisors, Llc	Kihei	HI	03/2016	Present
Hightower Securities, Llc	Kihei	HI	03/2016	Present

03/2016 → Present

Hightower Advisors, Llc

Kihei, HI
03/2016 → Present

Hightower Securities, Llc

Kihei, HI

Previous Registrations

2009-06-01 → 2016-04-11

Morgan Stanley

Kahului, HI
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Wailuku, HI
1992-01-02 → 2007-04-02

Morgan Stanley Dw Inc.

Maui Wailuku, HI

Wailuku, HI

Other Businesses

ROTARY CLUB OF KAHULUI MEMBER. R2M Management HI, LLC - ADMINISTRATIVE SERVICES COMPANY RELATED TO RIA PRACTICE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-03
S63	Uniform Securities Agent State Law Examination	1985-03-27

S65 Uniform Investment Adviser Law Examination

1995-06-03
S63 Uniform Securities Agent State Law Examination

1985-03-27

View on SEC IAPD

Current Employers

Hightower Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews