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Marvin Ray Reynolds

Brookstone Capital Management LLC

Morgan, UT

Wheaton, IL

CRD 1340749

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Employer firm

Brookstone Capital Management LLC CRD 141413

$12.8B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2020-04-06
UT RA APPROVED 2020-04-06
  • ID RA
    APPROVED
    Since 2020-04-06
  • UT RA
    APPROVED
    Since 2020-04-06

Branch Locations

Morgan, UT • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
R & P Wealth Advisors Woods Cross UT 06/2014 Present
Horter Investment Management, Llc Cincinnati OH 10/2016 03/2020
Brookstone Capital Managment Wheaton IL 04/2020 Present
  • 06/2014 → Present
    R & P Wealth Advisors
    Woods Cross, UT
  • 10/2016 → 03/2020
    Cincinnati, OH
  • 04/2020 → Present
    Brookstone Capital Managment
    Wheaton, IL
Previous Registrations
  • 2016-10-13 → 2020-04-09
    Woods Cross, UT
    Cincinnati, OH
  • 2007-10-16 → 2009-07-06
    First Western Advisors
    Salt Lake City, UT
  • 2004-01-27 → 2007-08-31
    First Western Advisors
    Salt Lake City, UT
    Salt Lake City, UT
  • 2003-01-02 → 2003-12-03
    Metropolitan Financial Services, Inc.
    Inkom, ID
Other Businesses

The Name of the other business: R & P Wealth Advisors Investment Related?: Yes Address of other business: 2985 South Morgan Valley Drive, Morgan, UT 84050 Nature of other business: Life and Annuities Your position: Marvin is Owner Start Date: 06/2014 How many hours you devote to the other business per month: 40 to 60 How many hours you devote to the other business during securities trading hours: 40 to 60 Briefly describe your duties: Agent selling Life insurance and annuities. Meeting with clients and reviewing their plans.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-08
  • S63 Uniform Securities Agent State Law Examination
    1995-03-08
Designations
  • Chartered Financial Consultant
Other Names
  • Marv Reynolds

View on SEC IAPD

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