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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-29
NJ RA APPROVED 2024-06-24
  • TX RA
    APPROVED_RES
    Since 2026-07-29
  • NJ RA
    APPROVED
    Since 2024-06-24

Branch Locations

1202 Tilton Rd Suite 2, Northfield, NJ 08224 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Northfield NJ 10/2012 06/2024
Prospera Financial Services Inc. Dallas TX 06/2024 Present
Previous Registrations
Other Businesses

Seashore Wealth Mgmt; Investment Related - Yes; 1202 Tilton Rd., Suite 2, Northfield, NJ 08224; DBA; Advisor; Owner; 10/2012; 160 Hours per Month; 160 During Trading Hours; Owner, holding company for financial planning and investment related services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
S63 Uniform Securities Agent State Law Examination 1985-03-29
  • S66 Uniform Combined State Law Examination
    2005-09-02
  • S63 Uniform Securities Agent State Law Examination
    1985-03-29
Other Names
  • Gail Carlino
  • Gail Carlino
  • Gail Macklercarlino
  • Gail Mackler Carlino
  • Gail Mackler Carlino
  • Gail M Macklercarlino
  • Gail M Mackler-Carlino
  • Gail Mackler-Carlino

View on SEC IAPD

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