Richard John Walsh

Employer firm

Npa Asset Management, LLC CRD 131534

$1.06B regulatory AUM 2,746 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• TACTICAL ASSET ALLOCATION

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → Present
  Voya Financial Advisors, Inc
  Washington Twp, NJ

Previous Registrations

• 2015-11-05 → 2017-12-31
  Npa Asset Management, Llc
  Fair Lawn, NJ
• 2014-12-03 → 2015-11-02
  Voya Financial Advisors, Inc.
  Charlotte, NC
  Washington Twp, NJ
• 2013-01-10 → 2014-11-28
  Npa Asset Management, Llc
  Fair Lawn, NJ
• 2006-09-11 → 2013-01-16
  Osaic Fa, Inc.
  Paramus, NJ
• 2004-04-20 → 2005-04-19
  Td Ameritrade, Inc.
  Jersey City, NJ
• 2001-05-21 → 2004-03-03
  Bny Mellon Advisors, Inc.
  Malvern, PA

Other Businesses

1)INDEPENDENT INSURANCE AGENT,YES,571 JACKSON AVE, WASHINGTON TWP, NJ 07676,FIXED INSURANCE,INDEPENDENT INSURANCE AGENT,11/05/2014,10,0,SALE OF FIXED INSURANCE PRODUCTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-31
• S63 Uniform Securities Agent State Law Examination
  1985-02-22

Designations

• Chartered Financial Consultant

Other Names

• Richard John Szalkiewicz