Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-30 |
| TX | RA | APPROVED | 2023-10-30 |
Branch Locations
3550 Lenox Road Suite 1950, Atlanta, GA 30326 • United States
610 Newport Center Drive Suite 900, Newport Beach, CA 92660-6448 • United States
Tustin, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Newport Beach | CA | 01/1995 | 10/2023 |
| Rbc Capital Markets, Llc | Newport Beach | CA | 10/2023 | Present |
THE SAN MARINO HOMEOWNERS ASSOCIATION / CALIFORNIA 92782 / OTHER/ REAL ESTATE / HOMEOWNERS ASSOCIATION / VICE PRESIDENT OF BOARD OF HOMEOWNERS ASSOCIATION / GENERAL BOARD DUTIES INCLUDING SIGNING OF CHECKS / START DATE 12/1/2014 Time devoted: 1 hr. per month; 1 hour during securities trading hours. JDRF / 2 Corporate Park/Suite 106 Irvine,CA 92606 / Foundation/ Other Research Charity / Fundraising / Member of Board of Directors / / Non-fiduciary activities / Start Date 07/01/2012 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-04 |
Reach out to this advisor