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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-01-31 |
Branch Locations
1350 Broadcasting Road Suite 100, Wyomissing, PA 19610 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Wyomissing | PA | 07/1993 | Present |
| Morgan Stanley Smith Barney | Wyomissing | PA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
BEAR CREEK MOUNTAIN RESORT NOT INVESTMENT RELATED MACUNGIE, PA SNOWBOARD INSTRUCTOR 12/2005 20 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-01 |
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