Mickey Lee Henderson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → Present
  National Planning Corporation
  Healdsburg, CA
• 11/2017 → Present
  Lpl Financial Llc
  Healdsburg, CA

Previous Registrations

• 2014-05-21 → 2017-11-29
  National Planning Corporation
  Healdsburg, CA
  El Segundo, CA
• 2010-01-04 → 2014-06-14
  Wrp Investments, Inc.
  Windsor Locks, CT
  Healdsburg, CA
• 2005-04-13 → 2009-12-31
  Lpl Financial Llc
  Healdsburg, CA

Other Businesses

1. 11/29/2017 - SOWARD FAMILY PARTNERSHIP - Not Investment Related - HEALDSBURG CA 95448 - Other - Managing general partner - Start Date 1986 - 0 Hours During Trading - 20% Time Spent. 2. 11/29/2017 - TIMBER LAND MANAGEMENT.ML HENDERSON & ASSOCIATES - Not Investment Related - HEALDSBURG CA 95448 - Other - Maintenance of land for forest management - Start Date 1986 - 0 Hours During Trading - 20% Time Spent. 3. 11/29/2017 - No Business Name - Investment Related - Insurance Agency - Agent Broker - Start Date 1983 - 5% Time Spent - FIXED INSURANCE SALES. Agent Broker selling insurance. Advisor sells term life, UL and Fixed annuities under his insurance license.

Exams

• S63 Uniform Securities Agent State Law Examination
  2013-02-19

Other Names

• M. L. Henderson
• Mick Henderson