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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
2700 Tibbets Dr Suite 301, Bedford, TX 76022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Grapevine | TX | 09/2016 | 10/2016 |
| Metlife Investors Distribution Company | Charlotte | NC | 11/2016 | 03/2017 |
| Brighthouse Securities, Llc | Charlotte | NC | 03/2017 | 10/2017 |
| Northern Lights Distributors, Llc | Grapevine | TX | 12/2017 | 11/2022 |
| Wright Fund Management, Llc | Santa Monica | CA | 11/2017 | 04/2019 |
| Sierra Investment Management Inc | Grapevine | TX | 10/2017 | 11/2022 |
| Roadmap Wealth Management | Bedford | TX | 11/2022 | Present |
| Avantax Investment Services Inc. | Bedford | TX | 11/2022 | 09/2025 |
| Avantax Advisory Services | Bedford | TX | 11/2022 | 09/2025 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Bedford | TX | 05/2025 | 09/2025 |
| Cetera Wealth Services, Llc | Bedford | TX | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) ROADMAP WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: I will act as a financial advisor to clients and companies. Activities are not limited to but may include retirement planning, estate planning, investment planning, risk tolerance assessment, review of existing investments and plans. INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 11/02/2022 ADDRESS: 2700 Tibbets Dr, Ste 301, Bedford TX 76022, United States DESCRIPTION: Act as a financial advisor: Investment advice and implementation, Estate planning review, Existing investment portfolio review, Risk tolerance assessment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-18 |
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