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Christopher Lee Nichols

Nichols Investment Advisory Services

Mashpee, MA

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Current Employers
Nichols Investment Advisory Services

Twenty Two Steeple Street Suite 2054, Mashpee, MA 02649 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2004-08-25
  • MA RA
    APPROVED
    Since 2004-08-25

Branch Locations

Nine Steeple Street P.O. Box 1587, Mashpee, MA 02649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nichols Investment Advisory Services Mashpee MA 01/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-20
S63 Uniform Securities Agent State Law Examination 1985-06-04
  • S65 Uniform Investment Adviser Law Examination
    1995-04-20
  • S63 Uniform Securities Agent State Law Examination
    1985-06-04
Other Names
  • Chris Nichols

View on SEC IAPD

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