Frances Goodman

Current Employers

Employment History

• 05/2012 → 11/2016
  Wells Fargo Advisors Llc
  Wilmington, NC
• 11/2016 → 03/2022
  Wells Fargo Clearing Services, Llc
  Wilmington, NC
• 03/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Wilmington, NC

Previous Registrations

• 2012-05-03 → 2022-03-03
  Wells Fargo Clearing Services, Llc
  Wilmington, NC
• 2001-12-31 → 2012-05-07
  Morgan Keegan & Company, Llc
  Wilmington, NC

Other Businesses

2.LOUISE S. DEANS FAMILY LLC, INV RELATED, WILMINGTON, NC, 34% OWNERSHIP, START 3/30/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, HOLDS RENTAL PROPERTY. 3.ST. ANDREW'S ON THE SOUND, INV RELATED, WILMINGTON, NC, FINANCE COMMITTEE MEMBER, START 1/1/2019, 1 HOURS PER MONTH, ZERO HRS DURING TRADING, PREPARE ANNUAL BUDGET AND DISCUSS INCOME AND EXPENSES. 6.RENTAL PROPERTY, INV RELATED, WILSON, NC, 34% OWNERSHIP, START 12/1/2020, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. 7.TRUSTEE FOR FATHER-IN-LAW, INV RELATED, WILMINGTON, NC, START 1/6/2021, 2 HRS/MONTH, 0 HRS DURING TRADING. 8.JR MURCHISON & PARTNERS LLC, INV RELATED, WILMINGTON, NC, 28% OWNERSHIP, START 6/8/2021, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. 9. LOUISE WELLS CAMERON ART MUSEUM, INV RELATED, WILMINGTON, NC, ENDOWMENT COMMITTEE MEMBER, START 7/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, REVIEW ENDOWMENT FUNDS WITH OUTSIDE MONEY MANAGERS AND DISCUSS CURRENT MARKET CONDITIONS AND THOUGHTS GOING FORWARD. 10.TRUSTEE FOR FATHER-IN-LAW'S TRUST, INV RELATED, WILMINGTON, NC, START 3/7/2022, 1 HR/MONTH, 0 HRS DURING TRADING.; 11. RENTAL PROPERTY, INVT RELATED, WILMINGTON, NC, 100% OWNERSHIP, START DATE 4/1/2023, 0 HRS PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER WITH SPOUSE. 13.RENTAL PROPERTY, INV RELATED, BOONE, NC, 100% OWNERSHIP WITH SPOUSE, START: 5/1/24, 0 HRS PER MONTH/TRADING; CHAMPION MCDOWELL DAVIS CHARITABLE FOUNDATION; INV RELATED; WILMINGTON, NC; SUPPORTING FOUNDATION FOR THE DAVIS COMMUNITY, A CONTINUING CARE FACILITY; TREASURER; START DATE: 01/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; 14. ST ANDREWS ON THE SOUND EPISCOPAL CHURCH ; INV RELATED; WILMINGTON, NC; RELIGIOUS ; ENDOWMENT TRUSTEE; START DATE: 02/23/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; 15. ST ANDREW'S ON THE SOUND EPISCOPAL CHURCH ENDOWMENT COMMITTEE; INV RELATED; WILMINGTON, NC; ORGANIZATION IS A CHURCH, WHICH HAS A SMALL ENDOWMENT FUND.; SECRETARY; START DATE: 02/16/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; CO-DURABLE POWER OF ATTORNEY FOR MORTIMER S NEBLETT; NOT INV RELATED; WILMINGTON, NC; ATTORNEY-IN-FACT/CO-ATTORNEY-IN-FACT;0% OWNERSHIP; WELLS FARGO CLIENT (NON-FAMILY); START DATE: 04/24/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-09-17
• S63 Uniform Securities Agent State Law Examination
  1985-04-03

Designations

Other Names

• Frances Deans Holdford
• Frances Holdford Goodman
• Frances Holdford