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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2009-01-02
TX RA APPROVED 2009-01-02
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

180 Mount Airy Road, Basking Ridge, NJ 07920 • United States

Mendham Capital Management, Inc.

180 Mount Airy Road Suite 208, Basking Ridge, NJ 07920 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2007-03-14
  • NJ RA
    APPROVED
    Since 2007-03-14

Branch Locations

27 East Main Street, Mendham, NJ 07945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Mendham NJ 05/2005 Present
Raymond James Financial Services Advisors, Inc Mendham NJ 01/2009 Present
First Hope Bank Hope NJ 07/2014 Present
Communication Devices Inc. Boonton NJ 04/2015 04/2020
Mendham Capital Management, Inc. Basking Ridge NJ 03/2007 Present
Other Businesses

1) Name of Business: Address: 1 Beverly Road, Summit, NJ, 07901, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 09/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will serve as a board member for the private high school I attended. The board meets in the evening about 8 times per year. (2) Name of Business: First Hope Bank Address: 1301 Hope Bridgeville Road, Hope, NJ, 07844, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 07/31/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Will serve as director of privately held bank. (3) Name of Business: Mendham Capital Management Inc Address: 180 Mount Airy Rd Ste 208, Basking Ridge, NJ, 07920, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 11/19/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investment Advisor Representative

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-04-01
  • S63 Uniform Securities Agent State Law Examination
    1985-04-01
Designations

View on SEC IAPD

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