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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| NJ | RA | APPROVED | 2009-01-02 |
| TX | RA | APPROVED | 2009-01-02 |
Branch Locations
180 Mount Airy Road, Basking Ridge, NJ 07920 • United States
180 Mount Airy Road Suite 208, Basking Ridge, NJ 07920 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2007-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Mendham | NJ | 05/2005 | Present |
| Raymond James Financial Services Advisors, Inc | Mendham | NJ | 01/2009 | Present |
| First Hope Bank | Hope | NJ | 07/2014 | Present |
| Communication Devices Inc. | Boonton | NJ | 04/2015 | 04/2020 |
| Mendham Capital Management, Inc. | Basking Ridge | NJ | 03/2007 | Present |
1) Name of Business: Address: 1 Beverly Road, Summit, NJ, 07901, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 09/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will serve as a board member for the private high school I attended. The board meets in the evening about 8 times per year. (2) Name of Business: First Hope Bank Address: 1301 Hope Bridgeville Road, Hope, NJ, 07844, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 07/31/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Will serve as director of privately held bank. (3) Name of Business: Mendham Capital Management Inc Address: 180 Mount Airy Rd Ste 208, Basking Ridge, NJ, 07920, United States Activity Type: Independent RIA Position/Title: Other Investment Related: Yes Start Date: 11/19/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investment Advisor Representative
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-04-01 |
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