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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2015-08-25
  • MA RA
    APPROVED
    Since 2015-08-25

Branch Locations

85 Samoset Street, Plymouth, MA 02360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forsberg Insurance Planning Plymouth MA 08/1984 Present
Canada Life Of America Financial Service Atlanta GA 02/1993 Present
Commonwealth Equity Services, Inc. Plymouth MA 10/1998 Present
  • 08/1984 → Present
    Forsberg Insurance Planning
    Plymouth, MA
  • 02/1993 → Present
    Canada Life Of America Financial Service
    Atlanta, GA
  • 10/1998 → Present
    Commonwealth Equity Services, Inc.
    Plymouth, MA
Other Businesses

1. FIXED INSURANCE SALES AS AN AGENT, INVESTMENT RELATED. 2. FORSBERG INSURANCE PLANNING, INC; PRESIDENT AND SOLE SHAREHOLDER; ENTITY CREATED FOR INSURANCE AND SECURITIES BUSINESS; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-13
S63 Uniform Securities Agent State Law Examination 1985-07-19
  • S65 Uniform Investment Adviser Law Examination
    2015-08-13
  • S63 Uniform Securities Agent State Law Examination
    1985-07-19

View on SEC IAPD

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