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Robert Alan Lucas

Stifel, Nicolaus & Company, Incorporated

Miamisburg, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-24
OH RA APPROVED 2013-04-24
  • TX RA
    APPROVED_RES
    Since 2025-07-24
  • OH RA
    APPROVED
    Since 2013-04-24

Branch Locations

10050 Innovation Drive Suite 340, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Dayton OH 04/2013 Present
  • 04/2013 → Present
    Stifel Nicolaus & Co Inc
    Dayton, OH
Previous Registrations
Other Businesses

HORSE OWNER; BUY HORSES AND RIDE THEM; 4 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-30
S63 Uniform Securities Agent State Law Examination 1990-09-10
  • S65 Uniform Investment Adviser Law Examination
    1998-03-30
  • S63 Uniform Securities Agent State Law Examination
    1990-09-10

View on SEC IAPD

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Other Investors

JOSEPH SAMUEL ZAIDAIN
LAKSHYA ARORA
JOSEPH CARL FISHER
JONATHAN PAUL HLAVAC
LISA A BLOCK
DUANE JERROD GILLMAN
JAMES ROBERT ST.PIERRE
Wesley Gooding

Other Offices

SUMMIT FINANCIAL, LLC · MIAMISBURG, OH
EAGLE STRATEGIES LLC · MIAMISBURG, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Carrollton, OH
EVERHART ADVISORS · Miamisburg, OH
W&S BROKERAGE SERVICES, INC. · Miamisburg, OH
FIFTH THIRD SECURITIES, INC. · MIAMISBURG, OH
EDWARD JONES · WEST CARROLLTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Dayton, OH

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