Eugene Robert Zappitelli

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1998 → Present
  Lpl Financial, Llc
  New Albany, OH

Other Businesses

(1) 05/10/2007 - Zappitelli Properties, Inc. - Real Estate Rental - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Rental Management of 5 Rental Properties (2) 03/02/2010 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - Zappitelli Financial Services, Inc - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - for tax purposes only, not held out to public (3) 04/04/2012 - Plain Township Ohio - Non-Profit Board Member - NOT INV. REL. - AT REPORTED BUSINESS LOCATION(S) - Ohio Township Fiscal Officer - 10% TIME SPENT (4) 04/10/2024 - Plain Township Ohio - Non-Inv Related - New Albany, OH - Other - Elected Person - Fiscal Officer - Started: 1/1/2010 - 5 Hrs/Mo; 0 Hr During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1998-02-13

Other Names

• (Iii) Eugene Robert Zappitelli
• Bud Zappitelli