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Inactive

Robert Richard Harris

Harris Financial Services, Inc.

Oshkosh, WI

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Current Employers
Harris Financial Services, Inc.

382 S. Koeller Street, Oshkosh, WI 54902 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1988-01-02
  • WI RA
    APPROVED
    Since 1988-01-02

Branch Locations

420 S. Koeller Street Suite 214, Oshkosh, WI 54902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wisconsin Financial Group Inc Oshkesh WI 02/1978 Present
Harris Financial Services Oshkosh WI 09/1991 Present
  • 02/1978 → Present
    Wisconsin Financial Group Inc
    Oshkesh, WI
  • 09/1991 → Present
    Harris Financial Services
    Oshkosh, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-06-27
  • S63 Uniform Securities Agent State Law Examination
    1985-06-27

View on SEC IAPD

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