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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-15 |
| NJ | RA | APPROVED | 2020-06-02 |
Branch Locations
1400 American Blvd, Pennington, NJ 08534 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2017 | 04/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2017 | 04/2020 |
| Unemployed | Ewing | NJ | 12/2015 | 06/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2020 | Present |
RENTAL PROPERTY CO-OWNER, STATEN ISLAND, NY, 7/2006. NIR - 4/MO - 0/TRADING RENTAL PROPERTY CO-OWNER, STATEN ISLAND, NY 7/2006. NIR- 4/MO - 0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-04 |
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