Forrest Thomas Miles

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 12/2022
  Pnc Investments
  Washington, DC
• 12/2022 → Present
  Lpl Financial Llc
  Haymarket, VA

Previous Registrations

• 2006-04-05 → 2022-12-06
  Pnc Wealth Management Llc
  Chantilly, VA
  Laurel, MD
  Marshall, VA
  Chantilly, VA
  Washington, DC
• 2005-01-03 → 2006-01-31
  Truist Investment Services, Inc.
  Roanoke, VA
  Roanoke, VA
  Roanoke, VA
  Roanoke, VA
  Roanoke, VA
  Roanoke, VA
• 1997-01-22 → 2003-08-12
  Davenport & Company Llc
  Roanoke, VA

Other Businesses

1) 11/30/2022 - Sterling Financial Management, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 01/06/2023 - Miles Financial Solutions LLC- Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/01/2022 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-19
• S63 Uniform Securities Agent State Law Examination
  1985-03-08