Pamela Shields Cole

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2011 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2010-12-06 → 2011-10-11
  Tower Square Securities, Inc.
  Richmond, VA
  Buena Vista, VA
• 2009-12-09 → 2010-12-06
  Truist Investment Services, Inc.
  Lexington, VA
  Lexington, VA
• 2008-05-29 → 2009-12-11
  Tower Square Securities, Inc.
  Buena Vista, VA
  Buena Vista, VA

Other Businesses

1) INDEPENDENT INSURANCE AGENT, 1/1984, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40hrs/MO-40HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 10/01/2011 3) TAG ADVISORS, 2020 B Magnolia Ave, Buena Vista VA 24416, United States, 04/01/2022, Financial Advisor, CIRA Affiliation, INV REL, 5 HR/MO - 4 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-07
• S63 Uniform Securities Agent State Law Examination
  1985-04-04

Other Names

• Pam Cole
• Pamela Bridgette Shields
• Pamela Shields Cole
• Pamela Shields Cole