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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2011-09-30 |
Branch Locations
2020 B Magnolia Ave, Buena Vista, VA 24416 • United States
Buena Vista, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2011 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2011 | Present |
1) INDEPENDENT INSURANCE AGENT, 1/1984, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40hrs/MO-40HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 10/01/2011 3) TAG ADVISORS, 2020 B Magnolia Ave, Buena Vista VA 24416, United States, 04/01/2022, Financial Advisor, CIRA Affiliation, INV REL, 5 HR/MO - 4 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-04 |
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