Inactive

Hugh W Gates

Beacon Pointe Advisors, LLC

Newport Beach, CA

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Current Employers

Beacon Pointe Advisors, Llc

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2023-04-05

TN RA
APPROVED

Since 2023-04-05

Branch Locations

24 Corporate Plaza Suite 150, Newport Beach, CA 92660 • United States

1715 Aaron Brenner Drive, Suite 218, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Delta Asset Management	Memphis	TN	01/2015	02/2022
Legacy Wealth Management	Memphis	TN	02/2022	04/2023
Beacon Pointe Advisors	Memphis	TN	04/2023	Present

01/2015 → 02/2022

Delta Asset Management

Memphis, TN
02/2022 → 04/2023

Legacy Wealth Management

Memphis, TN
04/2023 → Present

Beacon Pointe Advisors

Memphis, TN

Previous Registrations

2022-02-25 → 2023-03-27

Legacy Wealth Management, Llc

Memphis, TN
2015-02-10 → 2022-02-15

Delta Asset Management, Llc

Memphis, TN
2009-09-30 → 2015-01-15

Valic Financial Advisors, Inc.

Ridgeland, MS
2009-06-01 → 2009-09-29

Morgan Stanley

Jackson, MS
2007-07-06 → 2009-06-01

Citigroup Global Markets Inc.

Jackson, MS

Jackson, MS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-26

S66 Uniform Combined State Law Examination

2006-10-26

Designations

Other Names

Hugh W Gates
Hugh W Gates Iv

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC

MIG CAPITAL, LLC

RESEARCH AFFILIATES

PAAMCO PRISMA, LLC

COMPOSITION WEALTH, LLC

J.P. MORGAN SECURITIES LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

WILLIAM ERIC BLANTON

Travis L. Shirley

Michael Schanna

Rebekah A. Beekie

WILLIAM BENJAMIN SHAPIRO

Austin Mascorro

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA

OCVC, LLC · NEWPORT BEACH, CA

MIG CAPITAL, LLC · NEWPORT BEACH, CA

RESEARCH AFFILIATES · NEWPORT BEACH, CA

PAAMCO PRISMA, LLC · NEWPORT BEACH, CA

COMPOSITION WEALTH, LLC · Newport Beach, CA

J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

More in Newport Beach, CA

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