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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-03-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Greensboro | NC | 01/1985 | Present |
| Massmutual Life Insurance Co | Greensboro | NC | 04/1986 | Present |
(1) NAME: LYNNE H. MURRAY INV REL: Y ADD: 3105 CANTERBURY ST, GREENSBORO, NC 27408 NATURE: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH, GROUP DENTAL, LIFE, VISISON, STD, LTD POSITION: BROKER START DATE: 1986 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (2) NAME: HANGING ROCK ENTERPRISES LLC. INV REL: N ADD: 1800 EASTWOOD RD #117 WILMINGTON NC 28403 NATURE: SIMPLE RENTAL PROPERTY POSITION: MEMBER. START DATE: 04/15/2015 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-04-09 |
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