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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-09 |
| NE | RA | APPROVED | 2017-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lind Financial Services | Kearney | NE | 05/1999 | Present |
| Securities America, Inc. | Kearney | NE | 03/2002 | 11/2017 |
| Securities America Advisors, Inc. | Kearney | NE | 05/2002 | 11/2017 |
| First Central Financial Services | Kearney | NE | 09/1999 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2017 | Present |
1.LIND FINANCIAL SERVICES, 29 CAMELOT WAY, KEARNEY, NE, 11/2017 AS FOUNDER, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 1/TRADING. 2.CITY OF KEARNEY, 2020 1ST AVE, KEARNEY, NE, 3/2015 AS BOARD MEMBER/BOARD OF ADJUSTMENT. NIR - 2/MO - 2/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. 11/07/17. 4.COSMOS, 4825 2ND AVE, KEARNEY, NE, 3/2009, AS BOARD MEMBER, NIR, 1HR/MO, 1HR/TRADING. 5.LIND FINANCIAL SERVICE KEARNEY, LLC, 29 Camelot Way, Kearney NE 68845, 08/2022, Agent, DBA for accounting purposes only, NIR, 160 HR/MO - 160 HR/MO Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-05-24 |
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