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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-25
MT RA APPROVED 2012-08-10
OR RA APPROVED 2010-08-16
  • TX RA
    APPROVED_RES
    Since 2017-01-25
  • MT RA
    APPROVED
    Since 2012-08-10
  • OR RA
    APPROVED
    Since 2010-08-16

Branch Locations

1171 N. First Avenue, Stayton, OR 97383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Stayton OR 10/1989 Present
Raymond James Financial Services Advisors Inc. Stayton OR 08/2010 Present
Other Businesses

(1)Name of Business: Address: 1171 N 1st Ave, Stayton, OR, 97383, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 09/07/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: independent sales of fixed life and annuity sales

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-05
S63 Uniform Securities Agent State Law Examination 1994-08-03
  • S65 Uniform Investment Adviser Law Examination
    2010-08-05
  • S63 Uniform Securities Agent State Law Examination
    1994-08-03
Other Names
  • Dennnis Anthony Lulay

View on SEC IAPD

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