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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-25 |
| MT | RA | APPROVED | 2012-08-10 |
| OR | RA | APPROVED | 2010-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Stayton | OR | 10/1989 | Present |
| Raymond James Financial Services Advisors Inc. | Stayton | OR | 08/2010 | Present |
(1)Name of Business: Address: 1171 N 1st Ave, Stayton, OR, 97383, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 09/07/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: independent sales of fixed life and annuity sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-03 |
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