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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| MA | RA | APPROVED | 2014-02-07 |
Branch Locations
100 Conifer Hill Drive Suite #301, Danvers, MA 01923 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Salem | MA | 09/1991 | Present |
1. Fixed insurance sales, approximately 2% of time spent during business hours, Conducted at branch; Investment related. 2. Manager, Flynn Investment, LLC, an entity created for the purpose of buying and managing commercial real estate at 100 Conifer Hill Drive, Units 301 & 302, Danvers, MA 01923, as of 10/07/2020; 1% of time spent during business hours; Conducted at branch; Investment related. 3. Owner, Meadowbrook Financial, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 01/01/2021; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-01 |
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