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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-08-09 |
| PA | RA | APPROVED | 2022-12-14 |
| NJ | RA | APPROVED | 2022-12-09 |
Branch Locations
100 N 18Th St Ste 750, Philadelphia, PA 19103 • United States
Moorestown, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Philadelphia | PA | 06/2016 | 12/2022 |
| City National Bank | Philadelphia | PA | 04/2022 | 12/2022 |
| Ameriprise Financial Services | Philadelphia | PA | 12/2022 | 12/2022 |
| Ameriprise Financial Services, Llc | Philadelphia | PA | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Philadelphia | PA | 12/2022 | Present |
Business Ownership; Lemon Hill Capital Group, LLC; I am subletting office space from the LLC and required to be a member of the LLC to do so.; LLC to Lease office space; 100 N. 18th Street, Suite 750, , Philadelphia, PA, 19103; Not Investment-Related; 09/20/2013; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-19 |
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