Mark Brian Horevitz

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → Present
  Florida Actuarial Corp
  Hollywood, FL
• 02/2015 → Present
  Gwn Securities Inc
  Palm Beach Gardens, FL

Previous Registrations

• 2012-01-19 → 2015-02-03
  Nfsg Corporation
  Ft. Lauderdale, FL
  Boca Raton, FL

Other Businesses

1) FLORIDA ACTUARIAL CORP.(DBA): COMMERCIAL BLVD., FT. LAUDERDALE, FLORIDA/2005, PRESIDENT, ADMIN. & SALES, 50%. 2) RENTAL PROPERTY: REAL ESTATE/ILLINOIS, CO/OWNER, 2010. 3) RENTAL PROPERTY: REAL ESTATE/NAPLES, FL, OWNER/2007. WHOLESALER POSITION: Wholesaler NATURE: Selling 401k plans and, once sold, working through the process: black out notice. 404a5, 408b2, enrollment form gathering, transfer of asset including loan info data, interfacing with the prior carrier and the current implementation team INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2005 ADDRESS: 121 E Commercial Blvd, FT Lauderdale FL 33334, United States DESCRIPTION: I own a TPA firm for 32 years so brokers turn to me to assist them in selling 401(k) Plans. I will review the existing plan document (except for start ups) and prepare a summary of principle plan provisions. I will review the 404a5 and 408b2 to determine ouur competitive edge in the area of fees. I will make the presentation with the broker to the Trustee and, if desired, do the group educational enrollment meetings. The broker handles the one on one meetings. TERM LIFE INSUREANCE POSITION: agent NATURE: Term life insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/11/1984 ADDRESS: 121 E Commercial Blvd, Ft Lauderdale FL 33334, United States DESCRIPTION: Take an application, either paper or electronic and submit it to LifePro, my MGA. Upon approval, I deliver the policy unless it is mailed direct by the company MELVIN B FRIEDBERG AND HARRIET B FRIEDBERG LIVING TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Is Not Investment Related, START DATE: 2021-01-18, TRADING HOURS: 0 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours DESCRIPTION: I just discovered that I was named Trustee and immediately disclosed it . I have not spent any time nor have I made any money for this OBA DAVIE AND WEST HOLLYWOOD KIWANIS Is Not Investment Related, Charitable, President, 1988-02-01, 10 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Hold meetings and give back to the community

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-02-18

Designations

• Certified Financial Planner